Compliance Exchange Group in Smithtown
Åbningstider
- Mandag
- 09:00 - 17:00
- Tirsdag
- 09:00 - 17:00
- Onsdag
- 09:00 - 17:00
- Torsdag
- 09:00 - 17:00
- Fredag
- 09:00 - 17:00
M-F 9am-5pm, Sa-Su Closed
Muligheder for at ændre dine data
Die Seite "Compliance Exchange Group" administreres af et bureau.Kontakt venligst din bureaupartner for at opdatere indholdet.
Compliance Exchange Group Tjenesteudbyder
732 Smithtown Bypass, Suite 203
11787
Smithtown
Beskrivelse
Compliance Exchange Group (CXG) offers a comprehensive suite of services tailored specifically to the broker-dealer industry. Whether you're looking to establish a new broker-dealer firm or enhance the compliance framework of an existing one, CXG provides expert guidance every step of the way.
Services Include:
Broker-Dealer Compliance Consulting
Broker-Dealer Registration Services
Broker-Dealers for Sale
Starting a Broker-Dealer
Buying a Broker-Dealer
Chief Compliance Officers (CCO) & Chief Operating Officers (COO) Services
Financial and Operations Principal (FinOP) Services
Series 24, 27, 29, 53, and 4 Licenses Support
Registered Options Principal (ROP) Services